Prepare and file various Broker Dealer Regulatory Reports and assist with projects and process improvement initiatives for RBC Capital Markets, LLC. Ensure compliance with SEC, FINRA, CFTC, etc., Regulatory Reporting Requirements. Job Description What will you do? Assist in all aspects of preparing the FOCUS and Supplemental Reports, i.e., SSOI, OBS, SIS, SLS, Form Custod

What is the Opportunity? The purpose of Model Risk Governance is to provide for the governance and project management of model risk practices globally across the enterprise while allowing business units (as deemed appropriate) to maintain control and ownership of modeling activities in their respective areas. The Director, Model Risk Governance will work with the Head, Mo

Job Description What is the Opportunity? Global Database Systems is hiring a Sr. DBA (Mongo DB / PostgreSQL) will be responsible for the day to day support, projects, changes and problem management. Ensures completeness and integrity of Projects, changes and Problems via key tracking tools while adhering to Service Level Agreements. Acts as a Leader in the region and Data

Ensure that an organization's operations and procedures meet government and industry compliance standards. Applies experience and seasoned knowledge, skills, and practices to perform a variety of assignments. Job Description What is the Opportunity? Reporting to the Chief Operating Officer (COO), U.S. Investment Management and Broker Dealer Compliance (IMBD). The candidat

The Business Transformation Group (BTG) supports Capital Markets by partnering closely with the Front Office, as well as Functional teams, to enable change by executing business driven transformation projects. RBC's Capital Markets businesses consists of Equities, Fixed Income, Central Funding, Treasury, Cash Management, and Corporate & Investment Banking segments. This r

The Business Transformation Group (BTG) supports Capital Markets by partnering closely with the Front Office, as well as Functional teams, to enable change by executing business driven transformation. RBC's Capital Markets businesses consists of Equities, Fixed Income, Central Funding, Treasury, Cash Management, and Corporate & Investment Banking segments. This role prima

Supports the Audit, Legal and Corporate Affairs organizations regarding documentation related to all business issues and regulatory matters. Applies experience and seasoned knowledge, skills, and practices to perform a variety of assignments. Address Jersey City, New Jersey, United States of America City USA NJ JERSEY CITY Country United States of America Work hours/week

Establishes effective business unit compliance programs to prevent or identify illegal, unethical, or improper business practices. Applies advanced in depth and/or broad knowledge, considered a top resource across the organization Address Jersey City, New Jersey, United States of America City USA NJ JERSEY CITY Country United States of America Work hours/week 40 Employmen

Reporting to the Director, Cyber and IT Risk within Group Risk Management Enterprise Resilience Risk (ERR), you will drive the Second Line of Defense engagement across all Regulatory Examinations and Regulatory Issue Issues Remediation. The work entails collaborating effectively with global Cyber and Technology Risk, Business Regulatory & Issues Management Team, US Regula

Conduct and complete risk based reviews in support of Royal Bank of Canada, Three World Financial Center Branch (including Cross Border) businesses, through the gathering, analysis and evaluation of relevant information in order to determine whether sufficient suspicion exists of money laundering, financing of terrorism or other criminal activities, to justify making a re

Assist in the effective management of the US Capital Markets AML Program including Investigations, Sharing of Information, New Business Committee Process, and Regulatory/Legal referral process; Management of the RBCCM Customer Due Diligence and Enhanced Due Diligence programs Job Description What is the Opportunity? Assist in the effective management of the US Capital Mar

The Quality Assurance Associate Director within U.S. CFO Operations Office, Data Strategy & Analytics group will support the independent review and challenge of the firm's information management (data) risk management activities in support of RBC's CUSO operational risk management objectives, including regulatory reporting. The Associate Director will support the strategi

We are seeking Product Designers at all levels to join our growing team within RBC's Cash Management division. Our newly formed Experience Design team employs user centered design practices and methods to create extraordinary customer experiences which transform the market. You will be responsible for creating innovative digital experiences for a range of products serving

Job Description What is the opportunity? The Analyst, Internal Audit Technology conducts internal technology audits to assess the effectiveness of controls, accuracy of financial records, efficiency of operations, and compliance with governmental regulation. This is an execution role with no employee oversight or resource management responsibilities. What will you do? Ass

Job Description What is the opportunity? RBC is looking to hire a Chief Compliance Officer (CCO) for the US Wealth Management platform, which includes direct oversight responsibility for the asset management compliance function. The CCO will have responsibility for overseeing regulatory compliance management practices, including regulatory change management, compliance ri